Recruitment - Fit and Proper checks
The Hong Kong Code of Conduct for Persons Licensed
By or Registered with the Securities and Futures Commission states:
Paragraph 4.1
"A licensed or registered person should ensure that any person it employs or appoints to conduct business is 'fit and proper' and otherwise qualified to act in the capacity so employed or appointed (including having relevant professional training or experience)".
Compliance Solutions will conduct discreet ‘fit and proper’ background checks on potential new recruits, advising on the suitability of the individual for your firm.
We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call +852 2576 6211 - or contact one of our consultants contact a member of our staff