compliance solutions

Regulatory Support

We can provide the regular advice and assistance ...

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Compliance Solutions will manage both your corporate ...

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Compliance Reviews

Our reviews are completely unbiased and 100 per cent useful ...

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Compliance Monitoring

The Hong Kong Code of Conduct for Persons Licensed ...

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Compliance Training

Training and Competence has never been more important ...

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Customer Complaints Handling

Not analysing and acting on complaints in terms of numbers...

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Anti Money Laundering "KYC"

Many regulated businesses worry about money laundering...

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Customer Surveys

If you don’t offer your clients the opportunity to feedback on your service, how can you assess if they have been treated fairly?

By engaging in client feedback, this will establish their level of understanding of the services recommended and their expectations of the commitments made by your firm.

A satisfied client is not necessarily one that has been treated fairly.

We will help you retain your customers by identifying where your firm and its advisers are/are not treating customers fairly, and therefore areas where improvements are needed.

We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call +852 2576 6211 - or contact one of our consultants contact a member of our staff